Securities regulation in the United States Press Release

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09/13/2018 - 08:42
Tieto Corporation publishes listing prospectus for EUR 100 million notes
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Tieto
09/11/2018 - 13:15
SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers
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SEC
09/11/2018 - 08:55
FINRA Charges Broker with Fraud and Unlawful Distribution of Unregistered Cryptocurrency Securities
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FINRA
09/10/2018 - 07:57
FINRA Releases Report on the Rise of RegTech
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FINRA
09/06/2018 - 03:05
CE Council and FINRA Request Comment on Potential Enhancements for the Securities Industry Continuing Education Program
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FINRA
09/06/2018 - 00:01
Garrett Motion Inc. Hosts Investor Conference, Highlights Business and Technology Growth Drivers
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Honeywell
09/05/2018 - 21:17
Tieto Corporation issues EUR 100 million senior notes
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Tieto
09/05/2018 - 13:11
Honeywell Board of Directors Declares Spin-off Dividend of Garrett Shares
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Honeywell Inter...
09/05/2018 - 10:31
Chevron Recommends Stockholders Reject Mini-Tender Offer by TRC Capital Corporation
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Chevron
08/31/2018 - 05:49
VEONs transaction to sell 50% of Italy JV to CK Hutchison receives final regulatory approval by the European Commission
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VimpelCom
08/27/2018 - 23:27
FINRA Announces Governor Elections
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FINRA
08/21/2018 - 12:17
ACI Worldwide Announces Successful Completion of Offering of 5.750% Senior Notes due 2026
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ACIWorldwide
08/20/2018 - 01:00
Cree Announces Offering of $500 Million of Convertible Senior Notes
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Cree
08/08/2018 - 22:59
FINRA Publishes First Annual Industry Snapshot
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FINRA
08/08/2018 - 02:02
Attorney General Underwood Leading Coalition Of 17 AGs Urges SEC To Toughen Protection Of Retail Investors
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New York Attorn...
08/07/2018 - 01:29
ACI Worldwide Announces Upsize and Pricing of Senior Notes
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ACIWorldwide
08/06/2018 - 23:44
21st Century Fox Publishes Offer Document for Previously Announced Cash Offer for Sky
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21st Century Fox
08/06/2018 - 20:30
A.G. Underwood Announces Appointment Of Cynthia Hanawalt As New Investor Protection Bureau Chief
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New York Attorn...
08/06/2018 - 09:07
ACI Worldwide, Inc. Announces Private Offering of Senior Notes
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ACIWorldwide
08/02/2018 - 12:21
TENNECO TO WEBCAST PRESENTATION AT THE J.P. MORGAN AUTO CONFERENCE
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Tenneco Automotive
07/30/2018 - 06:54
FINRA Requests Comment on Fintech Innovation in the Broker-Dealer Industry
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FINRA
07/25/2018 - 01:20
Report from FINRA Board of Governors Meeting July 2018
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FINRA
07/18/2018 - 16:44
j2 Global Completes Private Placement of $650 Million Senior Unsecured Notes
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j2Global
07/18/2018 - 01:28
TransAlta Announces $345 Million Financing and the Early Redemption of $400 Million of Medium Term Notes
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TransAlta
07/04/2018 - 20:26
FINRA Launches Enhanced Public Records Review
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FINRA
07/03/2018 - 18:57
CFTC Chairman Giancarlo Names Matthew A. Daigler Senior Counsel
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CFTC
06/28/2018 - 20:15
Tenable Files Registration Statement for Proposed Initial Public Offering
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Tenable
06/25/2018 - 17:31
j2 Global Announces Proposed $550 Million Senior Unsecured Debt Offering
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j2Global
06/17/2018 - 19:14
FINRA Hearing Panel Bars Broker for Violating Terms of His Suspension; Firm Expelled from FINRA Membership for Allowing Broker to Work While Suspended
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FINRA
06/14/2018 - 09:09
FINRA Announces Initiative to Transform CRD, Other Registration Systems
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FINRA
06/06/2018 - 08:35
OSI Systems Receives $10 Million Contract for RTT Hold Baggage Screening Systems
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OSISystems
06/05/2018 - 16:49
InterXion Holding N.V. Announces Private Offering of 1,000,000,000 of Senior Notes Due 2025
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InterXion
06/05/2018 - 08:27
TENNECO TO WEBCAST PRESENTATION AT THE UBS GLOBAL INDUSTRIALS & TRANSPORTATION CONFERENCE
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Tenneco Automotive
06/04/2018 - 01:43
SEC Names Valerie A. Szczepanik Senior Advisor for Digital Assets and Innovation
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SEC
05/21/2018 - 14:11
CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities Regulator and State Securities Regulators
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CFTC
05/17/2018 - 09:14
Report from FINRA Board of Governors Meeting May 2018
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FINRA
05/17/2018 - 06:55
TENNECO ANNOUNCES RESULTS OF 2018 ANNUAL STOCKHOLDERS' MEETING
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Tenneco Automotive
05/16/2018 - 11:37
The SEC Has an Opportunity You Wont Want to Miss: Act Now!
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SEC
05/14/2018 - 06:40
MEI Pharma Announces $75 Million Private Placement
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MEI Pharma
05/08/2018 - 05:58
FINRA Sanctions Fifth Third Securities, Inc., $6 Million for Cost and Fee Disclosure Failures and Unsuitable Recommendations Related to Variable Annuity Exchanges
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FINRA
05/04/2018 - 10:18
TENNECO TO WEBCAST PRESENTATION AT THE WELLS FARGO SECURITIES 2018 INDUSTRIALS CONFERENCE
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Tenneco Automotive
05/04/2018 - 07:58
Diane Blizzard, Associate Director of Rulemaking for the SECs Division of Investment Management, to Leave the Agency After 18 Years of Service
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SEC
04/30/2018 - 09:05
Zion Oil & Gas Resumes Operations on Megiddo-Jezreel #1 Well in Israel
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Zion Oil and Gas
04/25/2018 - 14:33
BURCON ANNOUNCES DELISTING FROM NASDAQ CAPITAL MARKET
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Burcon
04/25/2018 - 11:46
Eric R. Werner Named Associate Regional Director for Enforcement in Fort Worth Office
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SEC
04/25/2018 - 10:24
Regulation Best Interest and Related Proposals: Critical Investor Protection or Industry Headache?
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FactSet
04/24/2018 - 09:33
FINRA Progress Report on FINRA360 Highlights Significant Changes
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FINRA
04/20/2018 - 09:51
SEC Charges Additional Defendant in Fraudulent ICO Scheme
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SEC
04/17/2018 - 14:52
Syngenta announces successful pricing of senior unsecured notes
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Syngenta
04/16/2018 - 15:22
FINRA Names Timothy C. Scheve to Board of Governors
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FINRA
04/11/2018 - 09:50
Bari Havlik Joins FINRA as Executive Vice President, Member Supervision
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FINRA
04/05/2018 - 16:31
SEC Charges Medical Device Company The Eye Machine and Founder Pocklington With Fraud
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SEC
03/29/2018 - 10:26
FINRA Helps Consumers Assess Risks of Using Data Aggregators to Organize Personal Finances
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FINRA
03/28/2018 - 08:39
FINRA Fines Aegis Capital Corp. $550,000 for Anti-Money Laundering and Supervision Rule Violations
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FINRA
03/26/2018 - 17:29
Kit Addleman in Law360 on $83 Million SEC Whistleblower Award
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Haynes and Boone
03/20/2018 - 06:39
Frontier Communications Announces Early Tender Results of its Previously Announced Cash Tender Offers for Certain Series of Notes and Closing of Second Lien Secured Notes Offering
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Frontier Commun...
03/19/2018 - 12:24
Tim Newman in Cook County Record on SCOTUS Whistleblower Ruling
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Haynes and Boone
03/14/2018 - 07:57
Report from FINRA Board of Governors Meeting March 2018
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FINRA
03/08/2018 - 18:38
Frontier Communications Prices $1.6 Billion Second Lien Secured Notes Offering
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Frontier Commun...
03/06/2018 - 09:13
OSI Systems Announces New 1,000,000 Share Repurchase Program
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OSISystems