Commodity Futures Trading Commission ( CFTC )

CFTC

Commodity Futures Trading Commission's picture

The U.S. Commodity Futures Trading Commission (CFTC) is an independent agency of the United States government that regulates futures and option markets. The Commodity Futures Trading Commission Act of 1974 (P.L. 93-463) created the Commodity Futures Trading Commission, to replace the U.S. Department of Agriculture’s Commodity Exchange Authority, as the independent federal agency responsible for regulating the futures trading industry. The Act made extensive changes in the basic authority of Commodity Exchange Act of 1936, which itself had made extensive changes in the original Grain Futures Act of 1923. (7 U.S.C. 1 et seq.)

CFTC press release, blog etc

06/15/2018 - 09:48 Giancarlo, Tuckman Discuss Swaps Reg Version 2.0 on CFTC Talks
06/13/2018 - 12:42 CFTC Charges Omega Knight 2, LLC, Aviv Michael Hen, and Erez Hen with $5.5 Million Precious Metals Fraud
06/13/2018 - 11:38 Federal Court Orders Jamal Y. Vance and His Company All City Investments, LLC to Pay over $770,000 in Penalties for Solicitation Fraud and Failure to Register as a Commodity Trading Advisor
06/11/2018 - 20:12 CFTC Charges Florida-Based Mark Olsen Mining Company and Betty Lea Grimes with Engaging in Illegal, Off-Exchange Precious Metals Transactions
06/04/2018 - 12:58 CFTC Orders Societe Generale S.A. to Pay $475 Million Penalty to Resolve Charges of Manipulation, Attempted Manipulation, and False Reporting of LIBOR and Euribor
05/29/2018 - 12:54 CFTC Orders X-Change Financial Access LLC to Pay a $150,000 Civil Monetary Penalty for Supervisory and Recordkeeping Failures
05/25/2018 - 13:03 CFTC to Hold an Open Commission Meeting on June 4
05/24/2018 - 09:26 CFTC Charges Los Angeles, California Resident Jin Choi and His Companies, Apuro Holdings Ltd. and JCI Holdings USA with Forex Fraud and Registration Violations
05/22/2018 - 13:46 CFTC Opens Access for U.S. Customers to Trading in Australian Markets
05/21/2018 - 17:56 CFTC Staff Issues Advisory for Virtual Currency Products
05/21/2018 - 14:11 CFTC, NASAA Sign Agreement for Greater Information Sharing Between Federal Commodities Regulator and State Securities Regulators
05/17/2018 - 15:31 US and UK FinTech and RegTech Leaders Featured on CFTC Talks
05/17/2018 - 14:02 CFTC Proposes Rule to Reduce Regulatory Burdens for U.S. Market Participants
05/17/2018 - 11:29 CFTC Opens Access to Indian Futures Market for U.S. Customers
05/16/2018 - 13:25 CFTC Staff Issues Report Assessing Market Impacts of LNG
05/16/2018 - 09:17 CFTC Reduces Marketplace Barriers for Global Development Initiatives
05/08/2018 - 13:05 New Jersey Federal Court Orders Alcibiades Cifuentes, Jennifer Wee Cifuentes, and Cifuentes Fund Management, LLC, to Pay More Than $2.2 Million for Forex Fraud Scheme
04/30/2018 - 14:52 Federal Court Enters $3.5 Million in Final Judgments against Ryan Madigan of Pittsford, New York, Randell A. Vest of Fort Myers, Florida, and Colorado Company R2 Capital Group, LLC