U.S. Securities and Exchange Commission ( SEC )

SEC

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About U.S. Securities and Exchange Commission

The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

SEC press release, blog etc

09/17/2018 - 02:28 SEC and NYU to Host Sept. 21 Forum on High-Frequency Trading and Liquidity Resiliency
09/17/2018 - 01:53 Mark Wolfe Named Associate Director in Office of Derivatives Policy and Trading Practices
09/14/2018 - 03:22 SEC Charges Investment Advisers With Defrauding Retail Advisory Clients
09/14/2018 - 01:58 SEC Charges Citigroup for Dark Pool Misrepresentations
09/14/2018 - 01:48 Whistleblower Receives Award of Approximately $1.5 Million
09/13/2018 - 03:13 SEC Monitoring Impact of Hurricane Florence on Capital Markets
09/13/2018 - 02:42 Broker-Dealer to Pay $2.75 Million Penalty for Providing Deficient Blue Sheet Data
09/12/2018 - 14:59 SEC Uses Data Analysis to Detect Cherry-Picking By Broker
09/12/2018 - 13:52 United Technologies Charged With Violating FCPA
09/12/2018 - 13:11 SEC Charges Hedge Fund Adviser With Short-and-Distort Scheme
09/11/2018 - 13:25 SEC Charges Digital Asset Hedge Fund Manager With Misrepresentations and Registration Failures
09/11/2018 - 13:15 SEC Charges ICO Superstore and Owners With Operating As Unregistered Broker-Dealers
09/11/2018 - 13:13 SEC Obtains Relief to Fully Reimburse Retail Investors Sold Unsuitable Product
09/11/2018 - 12:56 Elad Roisman Sworn In As SEC Commissioner
09/07/2018 - 08:01 SEC Charges Microcap Fraudsters for Roles in Lucrative Market Manipulation Schemes
09/06/2018 - 08:47 SEC Charges Real Estate Broker With FCPA Violations
09/06/2018 - 08:03 SEC Names Anita Bandy and Carolyn Welshhans as Associate Directors in Enforcement Division
09/06/2018 - 07:17 SEC Awards More Than $54 Million to Two Whistleblowers