U.S. Securities and Exchange Commission ( SEC )


U.S. Securities and Exchange Commission's picture

The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

SEC press release, blog etc

04/25/2018 - 11:46 Eric R. Werner Named Associate Regional Director for Enforcement in Fort Worth Office
04/24/2018 - 09:16 Altaba, Formerly Known as Yahoo!, Charged With Failing to Disclose Massive Cybersecurity Breach; Agrees To Pay $35 Million
04/20/2018 - 09:51 SEC Charges Additional Defendant in Fraudulent ICO Scheme
04/20/2018 - 09:48 Douglas Scheidt, Associate Director and Chief Counsel in the Division of Investment Management, to Leave Agency After 32 Years of Public Service
04/18/2018 - 16:39 SEC Proposes to Enhance Protections and Preserve Choice for Retail Investors in Their Relationships With Investment Professionals
04/17/2018 - 15:00 Fee Rate Advisory #3 for Fiscal Year 2018
04/16/2018 - 07:19 SEC Unveils Public Service Announcement to Promote Background Checks on Investor.gov
04/13/2018 - 15:14 SEC Staff to Host Roundtable on Market Structure for Thinly-Traded Securities
04/12/2018 - 16:26 SEC Awards Whistleblower More Than $2.1 Million
04/09/2018 - 12:37 SEC Charges Texas Company, Principals in Multimillion Dollar Ponzi Scheme Targeting Seniors
04/06/2018 - 08:12 SEC Obtains Emergency Freeze of $27 Million in Stock Sales of Purported Cryptocurrency Company Longfin
04/06/2018 - 08:04 SEC Orders Three Investment Advisers to Pay $12 Million to Harmed Clients
04/05/2018 - 18:28 SEC Issues Agenda for April 9 Meeting of the Fixed Income Market Structure Advisory Committee
04/05/2018 - 16:31 SEC Charges Medical Device Company The Eye Machine and Founder Pocklington With Fraud
04/05/2018 - 16:08 Joel R. Levin Named Director of Chicago Regional Office
04/05/2018 - 15:19 SEC Awards More Than $2.2 Million to Whistleblower Who First Reported Information to Another Federal Agency Before SEC
04/04/2018 - 16:20 SEC Names Peter Henry as Director of the Office of Equal Employment Opportunity
04/04/2018 - 10:36 SEC Warns of Government Impersonators