U.S. Securities and Exchange Commission ( SEC )


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About U.S. Securities and Exchange Commission

The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

SEC press release, blog etc

11/08/2018 - 03:21 Stock Research Firm and Co-Founders Charged With Deceiving Investors in Supposedly Unbiased Reports
11/08/2018 - 03:04 SEC Charges EtherDelta Founder With Operating an Unregistered Exchange
11/08/2018 - 02:47 SEC Announces Agenda, Panelists for Staff Roundtable on the Proxy Process
11/07/2018 - 12:31 SEC Charges ITG With Misleading Dark Pool Subscribers
11/07/2018 - 09:46 Citibank to Pay More Than $38 Million for Improper Handling of ADRs
11/07/2018 - 04:19 Investor Testing of the Proposed Relationship Summary for Investment Advisers and Broker-Dealers
11/04/2018 - 22:36 Anthony S. Kelly, Co-Chief of Asset Management Unit, to Leave SEC After 18 Years of Service
11/01/2018 - 22:19 SEC Adopts Rules That Increase Information Brokers Must Provide to Investors on Order Handling
11/01/2018 - 21:19 SEC Charges Family Friend of Former Investment Banker With Insider Trading
11/01/2018 - 20:48 SEC Enforcement Division Issues Report on FY 2018 Results
11/01/2018 - 20:43 SEC Charges Investment Adviser With Running $3.9 Million Fraud
10/31/2018 - 08:42 SEC Adopts Rules to Modernize Property Disclosures Required for Mining Registrants
10/31/2018 - 08:24 SEC Issues Statement on Certain Provisions of Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
10/30/2018 - 06:10 SEC Proposes Disclosure Improvements for Variable Annuities and Variable Life Insurance Contracts
10/25/2018 - 06:30 SEC Investor Advisory Committee to Hold Nov. 7 Telephone Meeting
10/24/2018 - 13:34 SEC Issues Agenda for October 29 Meeting of the Fixed Income Market Structure Advisory Committee
10/23/2018 - 10:11 SEC Announces $23.8 Million Settlement with the Self-Proclaimed Frack Master
10/22/2018 - 09:57 SEC Suspends Trading in Company for Making False Cryptocurrency-Related Claims about SEC Regulation and Registration