U.S. Securities and Exchange Commission ( SEC )


U.S. Securities and Exchange Commission's picture

The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

SEC press release, blog etc

07/13/2018 - 18:21 SEC Files Charges in Busted Microcap Schemes
07/11/2018 - 00:19 SEC Issues Agenda for July 16 Meeting of the Fixed Income Market Structure Advisory Committee
07/10/2018 - 23:29 SEC Files Additional Charges in Fitbit Stock Manipulation Scheme
07/05/2018 - 21:50 Former CEO and CFO of ITT Barred and Ordered to Pay Penalties
07/04/2018 - 19:42 SEC Charges Credit Suisse With FCPA Violations
07/02/2018 - 04:19 SEC Charges Attorney and Law Firm Business Manager With Illegal Sales of UBI Blockchain Internet Stock
07/02/2018 - 03:16 SEC Charges KBR for Inflating Key Performance Metric and Accounting Controls Deficiencies
06/29/2018 - 16:45 SEC Chairman Clayton Invites Main Street Investors to Tell Us About Their Investor Experience
06/29/2018 - 16:16 SEC Charges New York-Based Firm and Supervisors for Failing to Supervise Brokers Who Defrauded Customers
06/29/2018 - 14:47 SEC Charges Morgan Stanley in Connection With Failure to Detect or Prevent Misappropriation of Client Funds
06/28/2018 - 17:42 SEC Proposes Whistleblower Rule Amendments
06/28/2018 - 17:35 Former Equifax Manager Charged With Insider Trading
06/28/2018 - 17:01 SEC and CFTC Announce Approval of New MOU
06/28/2018 - 16:37 SEC Proposes New Approval Process for Certain Exchange-Traded Funds
06/28/2018 - 16:07 SEC Adopts Inline XBRL for Tagged Data
06/28/2018 - 15:55 SEC Expands the Scope of Smaller Public Companies that Qualify for Scaled Disclosures
06/28/2018 - 15:37 SEC Approves Final and Proposed Rules in Latest Open Meeting
06/28/2018 - 15:08 SEC Celebrates Lesbian, Gay, Bisexual and Transgender Pride Month