U.S. Securities and Exchange Commission ( SEC )


U.S. Securities and Exchange Commission's picture

The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

SEC press release, blog etc

12/29/2017 - 14:11 Annual Staff Reports on Credit Rating Agencies Show Improvements
12/22/2017 - 13:37 Commission Staff Provides Regulatory Guidance for Accounting Impacts of the Tax Cuts and Jobs Act
12/21/2017 - 11:28 Gerald Hodgkins, Associate Director of the SEC's Enforcement Division, to Leave the Agency After 20 Years of Service
12/21/2017 - 10:32 SEC Charges Operators of $1.2 Billion Ponzi Scheme Targeting Main Street Investors
12/19/2017 - 13:56 Broker Charged With Giving Special Access to IPOs for Cash Kickbacks
12/18/2017 - 16:11 Marc P. Berger Named Director of New York Regional Office
12/14/2017 - 10:24 SEC Names Kenneth A. Johnson as Chief Operating Officer
12/12/2017 - 22:14 Division of Trading and Markets Deputy Director Gary Barnett to Retire
12/12/2017 - 16:20 SEC Appoints New Chairman and Board Members to PCAOB
12/12/2017 - 08:17 SEC Charges Biopharmaceutical Company With Failing to Properly Disclose Perks for Executives
12/11/2017 - 13:31 Stock Trader Charged in Insider Trading Ring
12/11/2017 - 12:13 Company Halts ICO After SEC Raises Registration Concerns
12/08/2017 - 10:14 SEC Modifies Approach to Form N-PORT Filing Requirements
12/07/2017 - 14:19 Daniel Michael Named Chief of Enforcement Divisions Complex Financial Instruments Unit
12/07/2017 - 14:14 Broker Charged With Defrauding Investors
12/06/2017 - 08:01 SEC Continues Crackdown on Brokers Defrauding Customers
12/05/2017 - 11:41 Former Company Insider Earns More Than $4.1 Million for Whistleblower Tip
12/04/2017 - 14:29 Audit Firm Charged With Fraud Relating to Auditing of Penny Stock Companies