U.S. Securities and Exchange Commission ( SEC)

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About U.S. Securities and Exchange Commission

The U.S. Securities and Exchange Commission (SEC) is a federal agency. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options exchanges, and other electronic securities markets in the United States.

SEC press release, blog etc

Tue, 12/27/2022 - 17:20 Antonia Apps Named Director of New York Regional Office
Mon, 12/19/2022 - 14:00 SEC Awards More Than $37 Million to Whistleblower
Fri, 12/16/2022 - 10:06 SEC Small Business Advocacy Office Releases Annual Report on Capital Raising
Wed, 12/07/2022 - 14:41 SEC Charges Vika Ventures and its CEO in $6 Million Fraudulent Offering
Thu, 12/01/2022 - 13:51 Fort Worth Regional Director David L. Peavler to Leave SEC
Mon, 11/14/2022 - 19:37 SEC Charges S&P Global Ratings with Conflict of Interest Violations
Fri, 11/04/2022 - 12:14 SEC Charges Creator of Global Crypto Ponzi Scheme and Three US Promoters in Connection with $295 Million Fraud
Mon, 10/03/2022 - 10:29 SEC to Spotlight Financial Planning and Resilience during World Investor Week 2022
Wed, 09/14/2022 - 13:32 SEC Proposes Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market
Mon, 07/18/2022 - 15:41 Jaime Lizarraga Sworn In as SEC Commissioner
Wed, 06/29/2022 - 12:48 Tracy S. Combs Named Director of SECs Salt Lake Regional Office
Tue, 06/14/2022 - 10:10 SEC Charges Weiss Asset Management with Short Selling Violations
Mon, 05/16/2022 - 12:11 SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer
Thu, 04/28/2022 - 15:56 Medley Management and Former Co-CEOs to Pay $10 Million Penalty for Misleading Investors and Clients
Wed, 04/27/2022 - 16:59 SEC Charges Archegos and its Founder with Massive Market Manipulation Scheme
Wed, 04/27/2022 - 15:34 Inspector General Carl W. Hoecker to Retire from SEC
Mon, 04/18/2022 - 12:39 SEC Charges Senior Executive of Brazilian Company with Fraud
Fri, 04/15/2022 - 12:32 SEC Obtains TRO and Asset Freeze against Alleged Perpetrators of nearly $450 Million Ponzi Scheme
more

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HomePagewww.sec.gov
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Wikipediaen.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission